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01
Fund Setup and Management under the CMA Framework
CMA's Investment Funds Regulations and Compliance
This module provides a comprehensive examination of fund setup and management under the CMA framework. It covers fund classifications (public, private, REITs, VC, PE), the licensing and authorization process for fund managers, fund documentation requirements and the roles of service providers (custodian, administrator, auditor), and investor disclosure and compliance obligations.
Learning Outcomes
1
Understand fund classifications (public, private, REITs, VC, PE).
2
Learn the licensing and authorization process for fund managers.
3
Recognize fund documentation requirements and roles of service providers (custodian, administrator, auditor).
4
Understand investor disclosure and compliance obligations.
Key Regulations
| Regulation | Relevance |
|---|---|
| Capital Market Law (Royal Decree No. M/30) | Foundational legislation establishing the CMA |
| Capital Market Institutions Regulations (CMIR) | Governance and operational requirements for CMIs |
| Authorised Persons Regulations (APR) | Licensing and conduct of business rules |
| Investment Funds Regulations (IFR) | Fund establishment and management |