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02

Financing Solutions through Debt and Equity Markets

Debt and Equity Funding Mechanisms under CMA Regulations

Learning Outcomes

1

Differentiate between debt and equity funding mechanisms.

2

Identify CMA requirements for sukuk and bond issuances.

3

Explore listing processes and private placements on Tadawul and Nomu.

4

Recognize investor protection rules in capital raising.

Key Regulations

RegulationRelevance
Rules on the Offer of Securities and Continuing Obligations (OSCOs)Requirements for public offerings and private placements
Capital Market Law (CML)Foundational legislation governing securities issuance
Listing RulesRequirements for listing on Tadawul and Nomu
Sukuk and Debt Instruments RegulationsFramework for sukuk and bond issuances